-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OnCcmthEG/1/2spbLjmrt3hfzhF3AE+lbTjcxMc9CrakrIlNdFwxtpcbaom3Na2d LnSs7dhSAX5kTdWohxtZRQ== 0001077629-06-000111.txt : 20060922 0001077629-06-000111.hdr.sgml : 20060922 20060922094745 ACCESSION NUMBER: 0001077629-06-000111 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060922 DATE AS OF CHANGE: 20060922 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ROYALE ENERGY INC CENTRAL INDEX KEY: 0000864839 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 330224120 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-79913 FILM NUMBER: 061103335 BUSINESS ADDRESS: STREET 1: 7676 HAZARD CENTER DR STREET 2: SUITE 1500 CITY: SAN DIEGO STATE: CA ZIP: 92108 BUSINESS PHONE: 6192978505 MAIL ADDRESS: STREET 1: ROYALE ENERGY INC STE 1500 STREET 2: 7676 HAZARD CENTER DR CITY: SAN DIEGO STATE: CA ZIP: 92108 FORMER COMPANY: FORMER CONFORMED NAME: ROYALE ENERGY FUNDS INC DATE OF NAME CHANGE: 19940318 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HOSMER STEPHEN M CENTRAL INDEX KEY: 0001278545 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 7676 HAZARD CENTRE DRIVE STREET 2: SUITE 1500 CITY: SAN DIEGO STATE: CA ZIP: 92108 BUSINESS PHONE: 6198812800 SC 13D/A 1 hosste13da.htm

                                                                                                                                                    

 
 
 

Securities and Exchange Commission

Washington, D.C. 20549

 
 

SCHEDULE 13D/A-2

Amendment No. 2 to Schedule 13D

 
 

Under the Securities Exchange Act of 1934

 
 

Royale Energy, Inc.

(Name of Issuer)

 
 

Common Stock Par Value $0.01 Per Share

(Class of Securities)

 
 

78074G200

(CUSIP Number)

 

Stephen M. Hosmer

                  

With a copy to:

7676 Hazard Center Drive

                  

Lee Polson

Suite 1500

                  

Strasburger & Price, L.L.P.

San Diego, California 92108

                  

600 Congress Ave., Ste. 1600

(619) 881-2800

                  

Austin, Texas 78701

 

                  

(512) 499-3600

     

(Name, Address and Telephone Number of Person

Authorized to Receive Notices and Communications)

 
 

September 21, 2006

(Date of Event which Requires Filing of this Statement)

 
 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box □.

 
 

CUSIP No. 78074G200

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(1)        Names of Reporting Persons:

             Stephen M. Hosmer

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(2)        Check the appropriate box if a member of a group:

             (a)  [   ]

             (b)  [X]

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(3)        SEC Use Only

 

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(4)        Source of Funds:

            

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(5)        Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e).

            [   ]

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(6)        Citizenship or place of organization:

             California

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Number of shares beneficially owned by each person with:

 

(7)

  

Sole voting power

  

Stephen M. Hosmer

  

1,167,287 Shares Common

  

  

  

  

  

  

 

(8)

  

Shared voting power  

  

None

  

  

  

  

  

  

  

  

  

(9)

  

Sole dispositive power

  

Stephen M. Hosmer

  

1,167,281 Shares Common

  

  

 

  

  

  

 

(10)

  

Shared dispositive power

  

None

  

  

             

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(11)      Aggregate amount beneficially owned by each reporting person.

             Stephen M. Hosmer:             1,167,287 Shares Common

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(12)      Check if the aggregate amount in row (11) excludes certain shares

             [   ]

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(13)      Percent of class represented by amount in Row (11)

             14.70% (See Item 5 for calculation of outstanding shares.)

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(14)      Type of reporting person:

             IN

 
 

Introductory Statement

 

This Amendment No. 2 to Stephen M. Hosmer's Schedule 13D amends Item 5 of the Schedule to discuss Mr. Hosmer's current intent to acquire additional shares of the issuer, Royale Energy, Inc. ("ROYL").

 

Item 5           Interest in Securities of the Issuer

 

Person:

  

Stephen M. Hosmer

No. Shares Owned:

  

1,167,287 Shares of Common Stock*

Percent of Outstanding shares

  

14.70%

 

  

 

Common stock outstanding at June 14, 2005

  

7,942,408*

     

*  Total number of shares outstanding and percent of outstanding shares are based on the number of shares reported as outstanding in ROYL's Form 10-Q for the quarter ended June 30, 2006.

 

Mr. Hosmer has decided to acquire additional shares of ROYL common stock up to 1% (79,424 shares) of its outstanding common stock, but only if such acquisitions can be made at price levels that Mr. Hosmer finds attractive. It is anticipated that such purchases will be open market transactions. In the future, Mr. Hosmer may utilize financing and may hold his shares in ownership vehicles consistent with prudent estate planning and liability considerations.

 

Mr. Hosmer is the Executive Vice President, Chief Financial Officer and a Director of ROYL. Based on information available from ROYL, he is the company's largest shareholder. Mr. Hosmer's brother, Donald H. Hosmer, is President and a Director of ROYL and its second largest shareholder. Mr. Hosmer's father, Harry E. Hosmer, is Chairman of the Board of ROYL and is its third largest shareholder. However Stephen, Donald and Harry Hosmer have no agreements among them with respect to ROYL stock or the management and operations of ROYL, and Stephen Hosmer disclaims membership in any group with respect to his ownership of ROYL stock. Mr. Hosmer has sole voting and dispositive power with respect to all ROYL shares owned by him.

 
 
 

Signatures

 
 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Stephen M. Hosmer

   

Date:  September 21, 2006

/s/ Stephen M. Hosmer

   
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